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Miscellaneous Rates and Fees
Equities Accounts
  Description: Fees:
  Credit Interest Rate on incremental balances over $10,000 0.0%
  Margin Rates (Margin rates may change without notice. Please check our Web site regularly.)
  Average settled balance:  
  Less than $250,000 7.75%
  $250,000 - $999,999.99 7.25%
  1,000,000 - $9,999,999.99 6.75%
  $10,000,000 and above 6.25%
  Hardcopy Statement/Confirmation Postage & Handling Fee $1 per copy
  Transfer and Ship - PHYSICAL CERTIFICATE $150 per certificate + overnight fee
  Receiving DRS Transfers $25 per issue (includes DTC transfers and DRS transfers)
  DRS Transfer Reject $100
  Receiving Wires $0
  Sending Wires - Equities Account $25
  Sending Wires - International Account $35
  Outgoing Account Transfer $50
  Overnight Delivery $15
  International Overnight Delivery $45
  Extensions $20
  TradeStation IRA Account Annual Fee $35
  TradeStation IRA Account Termination $50
  Restricted Security Processing Fee $100 per issue
  Returned Check $25
  Returned ACH $25
  Legal Transfers $50 per issue
  Options Exercise/Assignment $14.95
  Early Assignment/Early Exercises $1.50 per contract ($5.95 min)
  Voluntary Tenders $50
  Mandated Tenders $20
  All Other Bond Redemptions $0
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  Sellout $20
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  IRA Custodian Non-Standard Asset Review Fee $150 per issue
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  Limited Partnership/Non-Standard Asset Re-registration Fee $100 per issue
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  Limited Partnership/Non-Standard Asset Custody Fee $100 per issue
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  Stop Payment Fee $25
 
Futures & Forex Accounts
  Description: Fees:
  Hardcopy Per-Trade Confirmation Postage & Handling Fee $1 per copy
  External Transfer $25
  Receiving Wires $0
  Sending Wires from a Futures Account $25
  Sending Wires from an International Futures Account $35
  Sending Wires from a Forex Account $25
  Sending Wires from an International Forex Account $40
  Overnight Check Request $25
  Deliveries, per contract $50
  Extensions $20
  Millennium Futures and Forex IRA Fees See Millennium fee schedule included with Futures IRA application.
  Returned Check $50
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  Liquidation $20
 
 

 


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